-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhR5Wa4+BS9/uyVh7z4vNDBgAdVnLQbFKLTataT6dy2Xm9JOahb0Dp8afxOaNnt9 /qMGt2uUcXusUHQ6oAJDdg== 0001032210-98-000700.txt : 19980701 0001032210-98-000700.hdr.sgml : 19980701 ACCESSION NUMBER: 0001032210-98-000700 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980630 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROVISION INC CENTRAL INDEX KEY: 0000065770 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 911600822 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-51199 FILM NUMBER: 98657349 BUSINESS ADDRESS: STREET 1: 2203 AIRPORT WAY SOUTH STREET 2: STE 100 CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066237055 MAIL ADDRESS: STREET 1: 2203 AIRPORT WAY SOUTH STE 100 CITY: SEATTLE STATE: WA ZIP: 98134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GALPIN GEORGE M CENTRAL INDEX KEY: 0001041564 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 120 WEST DAYTON STE D 5 CITY: EDMONDS STATE: WA ZIP: 98020 BUSINESS PHONE: 2066724777 MAIL ADDRESS: STREET 1: 120 WEST DAYTON STE D 5 CITY: EDMONDS STATE: WA ZIP: 98020 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ============ SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* --- Microvision Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 594960106 - -------------------------------------------------------------------------------- (CUSIP Number) June 26, 1998 - -------------------------------------------------------------------------------- (Date of event which required filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. [_] Rule 13d-1(b). [X] Rule 13d-1(c). [_] Rule 13d-1(d). - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS: George M. Galpin S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION: United States of America - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER: 296,200 (includes 199,000 shares NUMBER OF of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) SHARES ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 43,750 OWNED BY ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER: 296,200 (includes 199,000 EACH shares of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) REPORTING ----------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER: 31,400 (includes 14,500 shares of Common Stock subject to purchase from the WITH Issuer under presently exercisable Warrants) - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 371,350 shares of Common Stock - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES: [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 6.0% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON: IN, IA - ------------------------------------------------------------------------------ Page 1 of 3 CUSIP No. 594960106 13G Page 2 of 3 Pages Item 1(a). Name of Issuer: Microvision Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 2203 Airport Way South, Suite 100, Seattle, Washington, 98134, (206) 623-7055 Item 2(a). Name of Person Filing: George M. Galpin Item 2(b). Address of Principal Business Offices or, if none, Residence: George M. Galpin Co., Inc., 120 West Dayton, Suite D-5, Edmonds, Washington 98020 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common stock, no par value (the "Common Stock") Common Stock Purchase Warrants (the "Warrants") Item 2(e). CUSIP Number: Common Stock: 594960106 Warrants: 594960114 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b): or (c), check whether the person filing is: (e) [x] An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E) If this statement filed pursuant to Rule 13d-1(c), check this box. [X] Item 4 Ownership (a) Amount Beneficially Owned: 371,350 (includes 213,500 shares of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) (b) Percent of Class: 6.0% of Common Stock and 9.5% of Warrants based upon Issuer's filing with the Securities and Exchange Commission in May 1998. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 296,200 (includes 199,000 shares of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) (ii) shared power to vote or to direct the vote: 43,750 (iii) sole power to dispose or to direct the disposition of: 296,200 (includes 199,000 shares of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) (iv) shared power to dispose or to direct the disposition of: 31,400 (includes 14,500 shares of Common Stock subject to purchase from the Issuer under presently exercisable Warrants) CUSIP No. 594960106 13G Page 2 of 3 Pages Item 5. Ownership of Five Percent or Less of a Class. n/a. Item 6. Ownership of More than Five Percent on Behalf of Another Person. n/a Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. n/a Item 8. Identification and Classification of Members of the Group. n/a Item 9. Notice of Dissolution of Group. n/a Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 30, 1998. /s/ George M. Galpin - ----------------------------------- George M. Galpin -----END PRIVACY-ENHANCED MESSAGE-----